Frequently Asked Questions

OIG Exclusion Reinstatement Process

What happens at the end of an OIG exclusion period?

At the end of an OIG exclusion period, the excluded individual or entity must apply for reinstatement. The U.S. Department of Health and Human Services (HHS) will NOT automatically reinstate the person or entity. Applications for reinstatement can be submitted 90 days before the date specified in the exclusion notice letter. To apply, send a written request to HHS, OIG, OI, Attn: Exclusions, P.O. Box 23871, Washington, DC 20026, or fax to (202) 691-2298.

How do you apply for OIG reinstatement after exclusion?

To apply for OIG reinstatement, send a written request to HHS, OIG, OI, Attn: Exclusions, P.O. Box 23871, Washington, DC 20026, or fax to (202) 691-2298. The OIG will send Statement and Authorization forms to complete, notarize, and return. The process may take 120 days or longer. Applications can be submitted 90 days before the exclusion period ends.

What information is required in an OIG reinstatement request?

Requests for reinstatement do not require a special form. Applicants must provide their full name, date of birth, telephone number, email address, and mailing address. The request can be made by fax or email to exclusions@oig.hhs.gov. The OIG will review eligibility and respond with a detailed reinstatement form if requirements are met.

How long does the OIG reinstatement process take?

The OIG reinstatement process may take 120 days or longer to complete after submitting the required forms and documentation.

What happens if OIG denies your reinstatement application?

If OIG denies your reinstatement, you may submit evidence and a written argument against continued exclusion, request to present written evidence and oral argument, or submit documentary evidence and request to present oral argument. These must be submitted within 30 days of receiving OIG's final decision. If OIG confirms denial, you must wait at least one year to submit another request. The decision is not subject to administrative or judicial review.

If a provider is reinstated by OIG, are they automatically readmitted to Medicare?

No. Providers reinstated and removed from the LEIE must reapply for Medicare billing privileges with CMS. CMS and OIG are part of HHS, but CMS may maintain a revocation after reinstatement.

What is an OIG exclusion waiver?

An OIG exclusion waiver permits payment by all Federal health care programs for certain items and services defined in the scope of the waiver. Covered services may include office visits, hospital stays, medical tests, procedures, equipment, drugs, devices, and other items prescribed by the provider. For more information, visit What is an Exclusion Waiver and Who May Apply for one?.

Can private payers require exclusion screening?

Yes. Most participation agreements with private payers include contractual clauses that specifically exclude reimbursement for items or services provided by excluded parties. Providers with private payers are likely required to screen the LEIE regardless of whether they accept federal funds.

Where can I find definitions of key healthcare compliance terms?

You can find definitions of key healthcare compliance terms like OIG, LEIE, and SAM in the Exclusion Screening Glossary.

How can I schedule a free consultation with Exclusion Screening?

You can schedule a free consultation with Exclusion Screening by visiting Book Your Free Consultation. The call is no obligation and typically lasts 15 minutes.

What resources are available for exclusion screening basics?

Exclusion Screening provides articles and resources on exclusion screening basics at Exclusion Screening Basics.

How can providers check OIG exclusions on their own?

Providers can check OIG exclusions on their own by following guidance in the article How Providers Can Check OIG Exclusions on Their Own.

What are the top challenges in exclusion monitoring?

Exclusion Screening discusses the top challenges in exclusion monitoring and solutions in the article Top 5 Challenges in Exclusion Monitoring and How to Solve Them.

Why is it necessary to screen the NPPES registry database?

Screening the NPPES registry database is necessary to ensure compliance and avoid penalties. More information is available in the article Why is it Necessary to Screen the NPPES Registry Database?.

Where can I find information about state Medicaid exclusion lists?

Information about current states with separate Medicaid exclusion lists is available at Current States With a Separate Medicaid Exclusion List.

How can I contact Exclusion Screening for more information?

You can contact Exclusion Screening at (800) 561-0798 or via the Contact Us page for more information or a free consultation.

What is the address for Exclusion Screening?

Exclusion Screening's address is 2121 Wisconsin Avenue NW, Suite 200, Washington DC 20007.

Features & Capabilities

What services does Exclusion Screening offer?

Exclusion Screening offers comprehensive exclusion screening and verification services for healthcare organizations, including employee screening, vendor and contractor screening, a compliance hotline, proprietary SAFER™ software, and white label services. These services help organizations maintain compliance, reduce risks, and avoid penalties. Learn more at our services page.

What is the SAFER™ software and how does it work?

SAFER™ is Exclusion Screening's proprietary software that automates exclusion screening. It provides daily updates, advanced algorithms to handle inconsistent data formats and duplicate names, reduces false positives and negatives, and scales to organizations of all sizes. Learn more at About Us.

Does Exclusion Screening offer vendor and contractor screening?

Yes. Exclusion Screening verifies that vendors and contractors are compliant, reducing regulatory risks and ensuring compliant business relationships. This service is critical for organizations with extensive vendor networks. More details are available at Vendor Screening.

What is the Exclusion Screening Compliance Hotline?

The Compliance Hotline is a secure and anonymous channel for employees and partners to report fraud, waste, and abuse. It fosters a culture of integrity and early issue detection. Learn more at Compliance Hotline.

Does Exclusion Screening offer white label services?

Yes. Exclusion Screening offers partnership and reseller opportunities, allowing organizations to provide exclusion and sanction screening software under their own brand. Learn more at White Label Services.

How does Exclusion Screening ensure data accuracy?

Exclusion Screening's SAFER™ software updates daily with new federal and state exclusion database information, ensuring employees, contractors, and vendors are screened against the most current data.

What makes Exclusion Screening's approach unique?

Exclusion Screening is developed by nationally recognized former Federal prosecutors, offering resolution-focused screening that confirms identities using multiple data points. This minimizes compliance risks and ensures thorough checks, setting it apart from competitors.

How does Exclusion Screening handle inconsistent data formats and duplicate names?

Exclusion Screening's SAFER™ software uses advanced algorithms to handle inconsistent data formats, duplicate names, and frequent database updates, reducing false positives and negatives.

Is Exclusion Screening scalable for organizations of all sizes?

Yes. Exclusion Screening's services and SAFER™ software are scalable, adapting to the needs of small practices, large healthcare systems, and organizations with extensive vendor networks.

Pricing & Plans

What is Exclusion Screening's pricing model?

Exclusion Screening's pricing is competitive and customized to each client. Pricing is determined by the specific monitoring lists and the volume of screenings required. This tailored approach ensures cost-effectiveness and scalability. To receive a personalized quote, fill out the form on the contact page.

Use Cases & Benefits

Who can benefit from Exclusion Screening's services?

Healthcare providers, compliance officers, risk managers, legal teams, operational managers, hospitals, clinics, healthcare networks, and organizations with extensive vendor relationships benefit from Exclusion Screening's tailored solutions.

What business impact can customers expect from using Exclusion Screening?

Customers can expect improved compliance, cost savings, operational efficiency, risk mitigation, enhanced integrity and trust, scalability, and legal and financial protection. These impacts enable organizations to operate efficiently and focus on delivering quality care. Learn more at About Us.

How quickly can Exclusion Screening be implemented?

New clients can get started and begin screening within 1 day, which is faster than many other vendors. The SAFER™ software is designed for seamless integration and automation.

Are there any case studies demonstrating Exclusion Screening's impact?

Yes. Exclusion Screening provides a case study on the impact of a False Claims Act judgment involving a Texas-based laboratory services company. Read the full case study at OIG Exclusion Case Study.

What industries are represented in Exclusion Screening's case studies?

The laboratory services industry is represented in Exclusion Screening's case studies. For more information or additional case studies, contact Exclusion Screening directly.

Pain Points & Problem Solving

What core problems does Exclusion Screening solve?

Exclusion Screening solves complexity of compliance, manual screening challenges, regulatory risks, fraud detection and reporting, cost-effectiveness, legal risks and penalties, and time and resource management. Learn more at About Us.

How does Exclusion Screening address compliance complexity?

Exclusion Screening automates the federal and state exclusion screening process through its SAFER™ software, ensuring compliance with minimal effort and maximum accuracy.

How does Exclusion Screening help with manual screening challenges?

Exclusion Screening uses advanced algorithms and daily updates in its SAFER™ software to address inefficiencies such as inconsistent data formats, frequent database updates, and duplicate names, reducing manual investigation time and effort.

How does Exclusion Screening mitigate regulatory risks?

Exclusion Screening offers thorough vendor and contractor screening services, ensuring compliant business relationships and reducing regulatory risks.

How does Exclusion Screening support fraud detection and reporting?

Exclusion Screening provides a secure and anonymous Compliance Hotline for reporting fraud, waste, and abuse, fostering a culture of integrity and early issue detection.

How does Exclusion Screening help organizations avoid legal risks and penalties?

Exclusion Screening's resolution-focused screening confirms identities using multiple data points, helping organizations avoid penalties like Civil Monetary Penalties (CMP) through thorough and accurate exclusion checks.

How does Exclusion Screening save organizations time and resources?

By automating the screening process with SAFER™ software, Exclusion Screening saves organizations significant time and resources, allowing them to focus on their core operations.

Competition & Comparison

How does Exclusion Screening compare to other exclusion screening solutions?

Exclusion Screening stands out due to its proprietary SAFER™ software, resolution-focused screening, expertise of former Federal prosecutors, comprehensive services, cost-effectiveness, scalability, and commitment to clients. It emphasizes thorough checks and automation, minimizing compliance risks and manual effort. Learn more at About Us.

What differentiates Exclusion Screening for small practices versus large healthcare systems?

Small practices benefit from cost-effective, automated compliance solutions, while large healthcare systems benefit from scalable software, advanced algorithms, and vendor/contractor screening. Exclusion Screening tailors its services to meet the needs of each segment.

Why should a customer choose Exclusion Screening over alternatives?

Customers should choose Exclusion Screening for its proprietary SAFER™ software, resolution-focused screening, expertise of former Federal prosecutors, comprehensive services, cost-effectiveness, scalability, and commitment to clients. These features collectively make it a preferred choice for reliable, efficient, and legally sound exclusion screening solutions.

Technical Requirements & Support

How easy is it to start using Exclusion Screening?

Exclusion Screening's SAFER™ software is designed for seamless integration, automating the exclusion screening process and eliminating the need for extensive manual effort or technical expertise. Dedicated support from compliance specialists ensures a smooth setup.

Does Exclusion Screening provide support during implementation?

Yes. Exclusion Screening provides dedicated support from compliance specialists to ensure a smooth and hassle-free setup for new clients.

Product Information & Company Proof

What is the history and founding of Exclusion Screening?

Exclusion Screening, LLC was founded by nationally recognized former Federal prosecutors, Robert Liles and Paul Weidenfeld, with over 70 years of combined experience in healthcare and compliance law. The company was created to simplify compliance and mitigate legal risks for healthcare providers.

What is Exclusion Screening's vision and mission?

Exclusion Screening aims to be a national leader in exclusionary screening, providing competitively priced services accessible to organizations of all sizes. Its mission is to simplify compliance processes, mitigate legal risks, and support healthcare providers in focusing on their core operations.

Regulatory & Compliance

Why is monthly exclusion screening important due to CMS's revocation authority expansion?

The Centers for Medicare and Medicaid Services (CMS) has proposed an expansion of its revocation authority, making monthly exclusion screening of all employees more critical to ensure compliance and avoid severe penalties. Learn more at CMS revocation authority expansion article.

New Report Screening Failures & Their Financial Fallout — $26M in penalties and how to avoid them. Download the report →

How to Apply for OIG Reinstatement

I. The OIG Reinstatement Process

Most exclusions are imposed for a definite time period. The question for an excluded individual or entity is: What happens at the end of the exclusion period? The answer is that the excluded individual or entity MUST apply for OIG reinstatement. The U.S. Department of Health and Human Services (HHS) will NOT automatically reinstate the person or entity at the end of the exclusion period. An excluded provider may apply for reinstatement 90 days before the date specified on his, her, or its exclusion notice letter. To apply for reinstatement the excluded individual or entity must send a written request to:

HHS, OIG, OI
Attn: Exclusions
P.O. Box 23871
Washington, DC 20026
(202) 691-2298 (Fax)

The Office of the Inspector General (OIG) will send the provider Statement and Authorization forms to complete, notarize, and return. OIG will review these forms and will send the provider a written notification of its final decision. This process may take 120 days or longer to complete.

II. Denial of OIG Reinstatement

If the application for reinstatement is denied, the excluded individual or entity may submit evidence and a written argument against the continued exclusion; a written request to present written evidence and oral argument to an OIG official; or documentary evidence and a written request to present oral argument.[1] The evidence, written argument, or written request for a hearing must be submitted 30 days after the provider receives the written notice of OIG’s final decision.[2]

After reviewing the materials (or after the 30-day period, if no materials are submitted), OIG will send the provider written notice either confirming the denial or approving the request for reinstatement.[3] If OIG confirms its decision to deny reinstatement, the decision will not be subject to administrative or judicial review and the provider must wait at least one year to submit another request for reinstatement.[4]

Read more on OIG Exclusion 


Ashley Hudson, Associate Attorney at Liles Parker, LLP and former Chief Operating Officer for Exclusion Screening, LLC, is the author of this article. Feel free to contact us at 1-800-294-0952 or online for a free consultation.


[1] 42 C.F.R. 1001.3004 (2014).

[2] 42 C.F.R. 1001.3004.

[3] 42 C.F.R. 1001.3004.

[4] 42 C.F.R. 1001.3004.

Frequently Asked Questions

If a Provider is Reinstated by the OIG, are they automatically Readmitted to Medicare?

Unfortunately, the answer to this question is also “No.” Providers that have been reinstated and removed from the LEIE must still reapply for Medicare billing privileges to the Center for Medicare and Medicaid Services. Although CMS and OIG are part of the same agency (Health and Human Services), the actions of one do not bind the other, and CMS will often maintain a revocation after reinstatement.

What happens at the end of the exclusion period?

The answer is that the excluded individual or entity must apply for reinstatement. HHS will NOT automatically reinstate the person or entity at the end of the exclusion period.
An excluded provider may apply for reinstatement 90 days before the date specified on his, her, or its exclusion notice letter. To apply for reinstatement the excluded individual or entity must send a written request to:

HHS, OIG, OI
Attn: Exclusions
P.O. Box 23871
Washington, DC 20026
(202) 691-2298 (Fax)

Participating providers with private payers are also likely to be required to screen the LEIE regardless of whether or not they accept federal funds! Most participation agreements with private payers include contractual clauses that specifically exclude reimbursement for items or services provided by excluded parties.

What is a Waiver?

When the Office of the Inspector General (OIG) grants an excluded individual or entity a waiver it permits payment by all Federal health care programs for certain items and services defined in the scope of the waiver. 

A waiver permits payment under the Federal health care programs for: covered services like office visits, home visits, and hospital visits; hospital stays, medical tests, procedures, and/or equipment ordered by the physician or other health care provider, and drugs, devices, and/or other items prescribed by the health care provider. 

For more information about waivers, visit What is an Exclusion Waiver and Who May Apply for one?

OIG reinstatement letter sample

The OIG does not require that requests for reinstatement be in any special form or format. Excluded parties seeking reinstatement are only required to provide the following information:

  • Their full name and date of date of birth
  • A telephone number, email address and mailing address. 

Applicants can begin the process 90 days before the end of the period specified in their exclusion notice letter, and the request can be made by fax or email. The fax number is: (202) 691-2298; email can be sent to: exclusions@oig.hhs.gov

The OIG will review the request to determine if the person is eligible to be reinstated.  The eligibility review focuses on whether the request is premature (that is, whether 90 days or less remains) and whether the applicant has fulfilled certain requirements relating to their exclusion (such as, resolving outstanding licensing issues).  If the OIG determines that the applicant is eligible to be reinstated, it will respond to the request with a detailed reinstatement form.

Related Resources

Exclusion Screening

Screen employees and providers against over 42 federal and state exclusion databases.

Learn more →

FAQ

Answers to the most common questions about exclusion screening.

Read FAQ →

Glossary

Definitions of key healthcare compliance terms like OIG, LEIE, and SAM.

Browse glossary →

Talk to a screening specialist — book your free consultation now

Schedule a Free Consultation

Talk with exclusion screening experts

  • OIG, SAM & state exclusion lists
  • Compliance gap analysis
  • Custom screening solutions
Book Your Free Consultation

Discover more from Exclusion Screening

Subscribe now to keep reading and get access to the full archive.

Continue reading